Headline: SEC Office of the Investor Advocate Publishes Its Policy Recommendations on Mandatory Arbitration and Registered Index-Linked Annuities Research Headline: SEC Charges Five Unregistered Brokers, Four Companies in Widespread Pre-IPO Fraud Scheme Gregus, Director of the Chicago Regional Office, to Depart the SEC

Headline: SEC Adopts Rules to Improve Risk Management in Clearance and Settlement and Facilitate Additional Central Clearing for the U.S. Headline: SEC Approves 2024 PCAOB Budget and Accounting Support Fee Headline: Credit Suisse Entities to Pay $10 Million for Providing Prohibited Mutual Fund Services Headline: SEC Obtains Emergency Relief to Halt $191 Million Cattle Ponzi Scheme Headline: SEC Charges Titanium Capital and Founder Henry Abdo with Operating Ponzi Scheme Headline: SEC Small Business Advocacy Office Delivers Report to Congress on Capital Raising from Startups to Small Public Companies Headline: SEC Issues Staff Report on Accredited Investor Definition Headline: SEC Charges Tingo Mobile Founder, Three Companies with Massive Fraud and Obtains Emergency Relief Headline: SEC Charges Former CEO of Medical Device Startup Stimwave with $41 Million Fraud Headline: SEC Charges UAE-Based Brooge Energy and Former Executives with Fraud Headline: SEC Awards More Than $28 Million to Seven Whistleblowers Headline: BarnBridge DAO Agrees to Stop Unregistered Offer and Sale of Structured Finance Crypto Product Metry Named Chief Administrative Law Judge at SEC

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